Loading...
Item 5KCity of Southlake, Texas M E M O R A N D U M January 10, 2006 TO: Shana Yelverton, City Manager FROM: Steve Polasek, Director of Community Services Consider entering into a professional services agreement with Dunkin, Sims, SUBJECT: Stoffels, Inc., for design and engineering of parking lot improvements at Bob Jones Park Action Requested: City Council consideration to enter into a professional services agreement with Dunkin, Sims, Stoffels, Inc., for the design and engineering of parking lot improvements at Bob Jones Park for an amount not to exceed $24,700, with an additional $3,750 for reimbursable expenses to include printing costs, ADA review, and preparation of SWPPP plan. Background Information: Included within the approved FY 2005-06 SPDC Capital Improvements Plan is $300,000 for the design and construction of additional parking at Bob Jones Park. The additional parking (approximately 150 spaces) is anticipated to alleviate current parking shortages resulting from activities at the softball facilities, dog park, during special events, and from general park use. Staff is recommending the firm of Dunkin, Sims, Stoffels, Inc., to perform the design and engineering services for the additional parking based on their prior work on the Bob Jones Softball facility. Dunkin, Sims, Stoffels, was originally selected to perform the design and engineering of the softball facility in 2003 following a review and evaluation of four firms. During their previous work with the City, Dunkin Sims, Stoffels demonstrated good presentation and communication skills, a strong desire to work with City officials, and professional plans resulting in a well designed project. Dunkin, Sims, Stoffels, Inc., is a well known firm in the Dallas/Fort Worth area and their work focuses primarily on the design of parks and recreational facilities. In addition to Bob Jones Park, they have completed numerous other park design projects in cities such as Desoto, The Colony, and McKinney, to name a few. Typical services to be provided by Dunkin, Sims, Stoffels as a part of the proposed contract include conceptual design, schematic design, construction documentation and specifications, cost estimation, assistance in pre-bid and pre-construction meetings, construction administration to include pay submittal review and progress analysis, shop drawing review, and responsibility for clarification of construction issues as needed. Financial Consideration: Funding in the amount of $300,000 for parking lot improvements at Bob Jones Park is available in the approved FY 2005-06 SPDC CIP. The proposed agreement for survey, design and engineering services is $24,700 or 9% based on a projected Shana Yelverton, City Manager January 10, 2006 Page 2 construction budget of $270,000, with an additional $3,750 for reimbursable expenses to include printing, ADA review, and preparation of SWPPP Plan. Financial Impact: Funding for the design and engineering for the parking lot improvements at Bob Jones Park are included within the project costs ($300,000) as carried in the proposed SPDC CIP for fiscal year 2005-06. Citizen Input/ Board Review: The Parks Board reviewed and recommended approval (9-0) at their January 9, 2006 meeting. SPDC will consider this item immediately prior to City Council at their January 17, 2006 meeting. The City Council approved the FY 2005-06 SPDC CIP budget at their September 20, 2006 meeting. The Parks Board recommended approval of the FY 2005-06 SPDC CIP budget, including $300,000 for parking lot improvements at Bob Jones Park, at their August 22, 2005 meeting. The Southlake Parks Development Corporation considered the CIP budget and recommended approval at their August 22, 2005 meeting. The 2005 Parks, Recreation, and Open Space Master Plan identifies the addition of new parking area(s) at Bob Jones Park. Legal Review: The proposed contract with Dunkin, Sims, Stoffels for design services relating to parking lot improvements at Bob Jones Park has been reviewed by the City Attorney. Alternatives: Alternatives may include: City Council approval as submitted City Council approval with input as desired City Council decision not to approve the proposed contract Supporting Documents: Supporting documents include the following: Copy from Master Plan document of Bob Jones Park conceptual plan Copy of proposed contract with Dunkin, Sims, Stoffels, Inc. Staff Recommendation: City Council consideration to enter into a professional services agreement with Dunkin, Sims, Stoffels, Inc., for the design and engineering of parking lot improvements at Bob Jones Park for an amount not to exceed $24,700, with an additional $3,750 for reimbursable expenses to include printing costs, ADA review, and preparation of a SWPPP plan. Shana Yelverton, City Manager January 10, 2006 Page 3 Shana Yelverton, City Manager January 10, 2006 Page 4 PROFESSIONAL SERVICES CONTRACT BOB JONES PARK – PARKING LOT IMPROVEMENTS CITY OF SOUTHLAKE This Professional Services Contract (“Contract”) is hereby made to be effective on __________________, 2005 (“Effective Date”) by and between the City of Southlake, Texas (the “City”), a municipal corporation located in Tarrant County, Texas, and Dunkin, Sims, Stoffels, Inc., (“Architect”), a corporation authorized to do business in the State of Texas. For convenience, the City and Architect may be referred to hereinafter collectively as the “parties” and individually as a “party.” WHEREAS, the City desires to retain the professional services of Architect to include generally the planning, design and drafting of construction documents, and limited construction observation and administration for the addition of parking areas at Bob Jones Park, City of Southlake, Texas, hereinafter called “Project”; and WHEREAS, Architect represents that it is qualified and capable of performing the architectural and planning work and services proposed herein for this Project and is willing to enter into this Contract with City to perform said work and services; NOW, THEREFORE, the parties, in consideration of the terms and conditions contained herein, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, do hereby agree as follows: I. Definitions A. Unless stated otherwise in this Contract, the terms contained in this Contract shall have the meaning described in this Article I. Any term not defined in this Article I shall be interpreted in accordance with its common meaning or, if more appropriate, in accordance with the meaning commonly understood in the construction or architectural industry. Basic Professional Services (1) —means the work and services of Architect and Architect’s employees, agents and subcontractors to be provided to the City pursuant to the terms of this Contract. Bidding Documents (2) —means the documents consisting of the bidding requirements, proposed contract forms, General and Supplementary Conditions, specifications and drawings related to the Project which are to be submitted to prospective bidders on the Work. Certificate of Substantial Completion— (3) means a document issued by Architect that represents Architect’s certification and representation to the City that in the Architect’s opinion and to the best of the Architect’s knowledge, information and belief: (a) that the Work has been substantially completed, (b) that the observed portions of the Work are in general compliance with the Construction Documents, and (c) that the improvements are ready to be used by the City for their intended purpose, save and except for any items that need to be completed by the general contractor as identified on Architect’s Punch List. Shana Yelverton, City Manager January 10, 2006 Page 5 Certificate of Final Completion (4) —means a document issued by Architect that represents Architect’s certification and representation to the City that in the Architect’s opinion and to the best of the Architect’s knowledge, information and belief: (a) that the observed portions of the Work are fully complete, (b) that the observed portions of the Work are in general compliance with the Construction Documents, (c) that the improvements are ready to be used by the City for their intended purpose, and (d) that the general contractor has addressed and corrected items listed on Architect’s Punch List to Architect’s satisfaction. Construction Contract (5) —means the contract entered into between the City and a general contractor to perform the Work. Construction Bidding Phase— (6) means that phase of the Project that begins after the City’s approval of the construction plans, designs and specifications and that ends upon the City’s award of the Construction Contract. Construction Document Phase— (7) means that phase of the Project that begins after the City’s authorizes Architect to draft final construction plans, designs and specifications with respect to the Project and that ends when the City approves such documents and submits the project for public bidding. Construction Documents— (8) means all final documents, plans and specifications that are related to the Project and that are promulgated by and bear the seal of Architect pursuant to this Contract and shall consist of detailed drawings and specifications setting forth the quality levels of materials and systems and other requirements for the construction of the Project. Construction Observation and Administration Phase (9) —means that phase of the Project that begins after the City awards the Construction Contract and that ends upon the issuance by Architect of a Certificate of Final Payment or upon the expiration of 60 days after the date of substantial completion, whichever is earlier. Contract Documents— (10) means this Contract, the Construction Contract, and the Construction Documents. Contract Observation and Administration Services (11) —means that portion of the Architect’s work and services under this Contract whereby Architect takes certain steps during the Construction Phase as provided in this Contract to assist City staff in charge of the Project to ensure that the Work is performed in accordance with the terms, conditions, requirements and specifications of the Construction Documents. Contract Time (12) —means the total length of time to complete the Project from the commencement date of the Construction Contract. Cost of Work (13) —means the total amount of funds to be expended by the City under the Construction Contract to complete the Project. The Cost of Work shall include the cost at current market rates of labor and materials furnished by the City and any equipment designed, specified, selected or specially provided for by Architect, including the Contractor’s cost of management or supervision of the construction, plus allowance for overhead and profit. The Cost of Work shall further include a reasonable allowance for contingencies for market conditions at the time of bidding and for changes in the Work Shana Yelverton, City Manager January 10, 2006 Page 6 during construction. The Cost of Work shall not include the fees for Architect’s services under this Contract. Design Development Phase (14) —means the phase of the Project that begins when the City authorizes Architect to develop and draft drawings and specifications for the City’s approval which describe in detail the architectural, mechanical, electrical, aesthetic and other technical aspects of the Project, and that ends when the City authorizes Architect to finalize such drawings and specifications. Final Certificate for Payment (15) —means a document issued by Architect that represents Architect’s certification and representation to the City that in the Architect’s opinion and to the best of the Architect’s knowledge, information and belief that the Project is complete and that the City may convey the balance of the Contract Sum to the general contractor. Job Site (16) —means the location where the Work is being performed under the Construction Contract. Project Manual— (17) means the documents setting forth the terms and conditions of the Construction Contract, Project specifications, bidding requirements and sample forms. Punch List— (18) means the list of items promulgated by Architect that needs to be repaired, replaced, completed or corrected by the general contractor prior to Architect issuing a Final Certificate for Payment. Schematic Design Phase— (19) means the phase of the Project that begins on the Effective Date of this Contract whereby Architect will develop and draft preliminary drawings and specifications for the City’s approval which describe generally the conceptual design for the Project, and that ends when the City approves of said preliminary drawings and specifications. Work (20) —means the general contractor’s provision of labor and materials for the construction of the parking areas in accordance with the terms and specifications of the Contract Documents. II. Terms and Conditions A. EMPLOYMENT OF THE ARCHITECT Architect agrees to perform Basic Professional Services and limited Construction Observation and Administration Services for the City in connection with the Project as set forth in this Contract, and the City agrees to pay, and Architect agrees to accept payment, as set forth in this Contract, as full and final compensation for all such services. B. CONTRACT MANAGEMENT The Director of Community Services (“Director”) or his designated representative shall administer and manage this Contract on behalf of the City, and Dennis Sims, ASLA., or his designated representative shall administer and manage this Contract on behalf of Architect. Shana Yelverton, City Manager January 10, 2006 Page 7 C. BASIC PROFESSIONAL SERVICES Scope of Services. (1) The scope of the Basic Professional Services includes generally: providing professional consultation, design, and engineering services, furnishing customary surveying, geotechnical, engineering, and landscape architectural services incidental thereto, preparation and development of schematic designs, construction plans and specifications, assisting in bidding and negotiations, and Construction Observation and Administration Services with respect to the Project. Basic Professional Services shall also include Architect’s presentations at up to six meetings with the City including, but not limited to, City Council and Park Board. All such meetings will be held at a designated City facility. Quality of Services. (2) Architect’s Basic Professional Services and Additional Services shall be performed with the same degree of professional skill, speed and care as would be expected from other licensed architects in the Dallas/Ft. Worth metroplex area. Architect shall promptly notify the City about and promptly correct any negligent designs or specifications furnished by Architect at no cost to the City. The City’s approval, acceptance, use of or payment for all or any part of the Architect’s services under this Contract, or of the Project itself, shall in no way alter the Architect’s obligations or the City’s rights under this Contract. Notwithstanding Owner’s approval of the Construction Documents, Architect agrees to provide Construction Documents and specifications that will be sufficient and adequate to fulfill the purposes of the Project. Timeliness of Services. (3) The Architect shall submit for the City's approval a schedule for the performance of the Basic Professional Services which shall be consistent with the time periods described in Article II, Section G of this Contract. Such schedule shall include allowances for periods of time required for the City’s review and for approval of submissions by other authorities having jurisdiction over the Project. Architect’s completion of the Basic Professional Services shall not exceed the time limits established by this Contract, unless such delay is approved in writing by the City for good cause shown in the City’s sole estimation. For the purposes of this section 2 only, “good cause” may include, but may not be limited to, events that are beyond the Architect’s control. Basis of Services. (4) In developing the designs and specifications for the Project, Architect shall consider the value of alternative materials, building systems and equipment, together with other considerations based on the City’s budgeting and aesthetics concerns. Approval of Services. (5) Architect shall submit design documents to the City at intervals appropriate to the design process for the purposes of the City’s evaluation and approval of same. Architect shall be entitled to rely on approvals received from the City in the further development of the design. Phases of the Project. (6) The Project shall be divided into the following phases: Schematic Design Phase, Design Development Phase, Construction Document Phase, Construction Bidding Phase, and Construction Observation and Administration Phase. Architect’s Basic Professional Services shall vary with each phase of the Project as described below. Schematic Design Phase (a) —the Basic Professional Services for the Schematic Design Phase of the Project shall include the following: Shana Yelverton, City Manager January 10, 2006 Page 8 (i) Reviewing the Project objectives furnished by the City to determine the requirements of the Projects and shall arrive at a mutual understanding of such requirements with the City; (ii) Advising the City as to the necessity of the City providing or obtaining data or services from third parties; (iii) Developing and drafting preliminary, schematic design drawings and specifications for the City’s approval which shall: describe generally the conceptual design of the Project; take into account the City’s objectives, scheduling and budgeting concerns; illustrate the scale and relationship of the Project components; and include a conceptual site plan, sections and elevations as may be warranted; and (iv) Submitting to the City a preliminary estimate of the Cost of Work based on current area, volume or other unit cost. Design Development Phase-- (b) the Basic Professional Services for the Design Development Phase of the Project shall include the following: (i) Preparing documents consisting of drawings and specifications for the City’s approval which describe in detail the architectural, mechanical, electrical, aesthetic, landscaping, and other technical aspects of the Project based on the City’s approval of the preliminary schematic design drawings and specifications and any approved modifications thereof. Such documents and specifications shall be sufficient and adequate to fulfill the purposes of the Project and shall include the following, as appropriate: (A) Plan views in appropriate scale (B) Sections where appropriate (C) Elevations where appropriate (D) Typical details (architectural, structural, other) (E) Outline specification in CSI format; (ii) Coordinating with appropriate governmental authorities for compliance with applicable codes, ordinances, and laws; (iii) Advising the City of any adjustments to Architect’s preliminary estimate of the Cost of Work; (iv) Providing two blue-line sets of the documents described in Article, II, Section 6(b)(i) above to the City. The cost of providing such documents shall be included in the Architect’s compensation for Basic Professional Services; and (v) Preparing design and documentation for alternate bid requests proposed by the City. Shana Yelverton, City Manager January 10, 2006 Page 9 Construction Documents Phase-- (c) the Basic Professional Services for the Construction Document Phase of the Project shall include the following: (i) Preparing the Construction Documents based on the City’s approval of the design development documents described in Article II, Section 5(b)(i) above. The Construction Documents shall comply with all applicable requirements imposed by governmental authorities having jurisdiction over the Project; (ii) Delivering two sets of blue-line Construction Documents and Project Manuals to the City for final review along with a bidding package, the necessary bidding information, bidding forms, the Conditions of the Contract [General, Supplementary and other Conditions], and a draft form of the Construction Contract. The cost of providing such documents shall be included in the Architect’s compensation for Basic Professional Services; (iii) Advising the City of any adjustments to the Architect’s previous preliminary opinions of the Cost of Work; and (iv) If applicable, assisting the City by filing all applicable documents required for obtaining the approval of other governmental authorities having jurisdiction over the Project. Construction Bidding Phase (d) —the Basic Professional Services for the Construction Bidding Phase of the Project shall include the following: (i) Assisting the City to establish a list of prospective bidders on the Project, to obtain bids, and to award and prepare contracts for construction. (ii) Distributing the Bidding Documents to prospective bidders and requesting their return upon completion of the bidding process. In such event, Architect shall maintain a log of distribution and retrieval, and the amounts of deposits, if any, received from and returned to prospective bidders. (iii) Answering questions from prospective bidders, providing clarification and interpretations of the Bidding Documents to prospective bidders in the form of addenda. (iv) Procuring the reproduction of Bidding Documents for distribution to prospective bidders. Architect’s cost for such reproduction shall be reimbursed in accordance with Article II, Section D (1) of this Contract. (v) Assisting the City in conducting the pre-bid meeting, in bid opening at a designated City location and in awarding and preparing contracts for construction. (vi) Assisting the City in evaluating the bids and in determining the successful bid, if any. As such, Architect shall review the low bidder’s qualifications after bid opening and advise the City as to whether such bid should be accepted or rejected. Shana Yelverton, City Manager January 10, 2006 Page 10 If requested by the City, Architect shall notify all prospective bidders or contractors of the bid or proposal results. Construction Observation and Administration Phase (e) -- the Basic Professional Services for the Construction Phase of the Project shall include the following: (i) Providing administration of the Construction Contract as set forth below and in the most current edition of AIA Document A201, General Conditions of the Contract for Construction. In the event of a conflict between the terms of AIA Document A201 and this Contract, the terms of this Contract shall be controlling; (ii) Providing representation, advice and consultation to the City. As such, Architect shall have authority to act on behalf of the City but only to the extent provided in this Contract; (iii) Visiting the Job Site at least an average of one time per month depending on the progress of the Work, or as otherwise agreed by the Director and Architect in writing, to observe and become familiar with the progress and quality of the Work and to determine in general if the Work has been and is being performed in accordance with the Contract Documents. All such observations shall be performed in the presence of the Director or other City employee designed by Director to attend such observations. (iv) Communicating with the City regarding the progress and quality of the Work, and promptly reporting to the City any defects or deficiencies in the Work which Architect discovers as a result of Architect’s monthly observation visits to the Job Site. Architect shall, at no cost to the City, promptly correct or cause to be corrected any defects or deficiencies in the Work caused by defects or deficiencies of Architect’s work or services under this Contract. (v) Reviewing and certifying the amounts due to the general contractor under the Construction Contract based on Architect’s observations of the Work and evaluations of the general contractor's applications for payment. Architect shall maintain a record of all of the general contractor’s applications for payment and Architect’s certifications of payment and shall deliver to the City a copy of such record upon issuing the Final Certificate for Payment. The Architect’s certification for payment shall constitute a representation to the City, based on the Architect’s observations at the Job Site and on the data comprising the general contractor's application for payment that the Work has progressed to the point indicated to the best of Architect’s knowledge, information and belief and that the Contractor is entitled to payment in the amount certified. However, Architect’s issuance of certificates for payment shall not constitute a representation that Architect has reviewed the construction means, methods, techniques, sequences or procedures, or copies of requisitions received from subcontractors or suppliers, or that Architect has ascertained how or for what purpose the general contractor has used money previously paid on account of the Contract Sum, or that Architect has made exhaustive and continuous inspections to check the quality of the Work. Shana Yelverton, City Manager January 10, 2006 Page 11 (vi) Recommending to the City the rejection of any and all Work that does not conform to the Contract Documents. Whenever Architect considers it necessary or advisable for implementation of the intent of the Contract Documents, Architect will have authority to require the general contractor to uncover or to perform additional inspection or testing of the Work, regardless of whether or not such Work is fabricated, installed or completed. However, Architect’s duties and responsibilities under this Subsection (vi) extend only to the City and shall not give rise to a duty or responsibility to the general contractor, or the subcontractors, suppliers, their agents or employees or any other persons performing portions of the Work. (vii) Reviewing and approving or taking other appropriate action with respect to the general contractor's submittals to the City (such as shop drawings, product data or samples) for the purpose of determining whether or not the Work, when completed, will conform to the requirements of the Contract Documents. In doing so, Architect shall act with reasonable promptness and shall not cause delay in the progress of the Work. Architect’s review of such submittals is not conducted for the purpose of substantiating instructions for the installation or performance of equipment or systems designed by the general contractor, which remains the responsibility of the general contractor to the extent required by the Contract Documents. Unless otherwise specifically stated by Architect, Architect’s review of such submittals shall not constitute Architect’s approval of safety precautions, construction means, methods, techniques, sequences or procedures utilized by the general contractor. Similarly, Architect’s approval of a specific item shall not indicate Architect’s approval of an assembly of which the item is a component. When professional certification of performance characteristics of materials, systems or equipment is required by the Contract Documents, Architect shall be entitled to rely upon such certification to establish that the materials, systems or equipment will meet the performance criteria required by the Contract Documents. (viii) Rendering written decisions within a reasonable time on all claims, disputes or other matters in question between the City and the general contractor relating to the execution or progress of the Work as provided in the Contract Documents. All interpretations and decisions of Architect shall be consistent with the intent of and reasonably inferable from the Contract Documents and shall be in writing or in the form of drawings. (ix) Providing the City with two sets of reproducible prints showing all significant changes known to or made by the Architect to the Construction Documents during the Construction Phase. Other changes made by the Contractor and City’s representative shall be provided to the Architect for incorporation in the record drawings. (x) Conducting detailed observations on behalf of the City to determine the dates of substantial completion and final completion of the Project. When appropriate, Architect shall issue to the City a Certificate of Substantial Completion and a Certificate of Final Completion. Shana Yelverton, City Manager January 10, 2006 Page 12 (xi) Coordinating final Job Site walk through with the City at the conclusion of the construction and providing the Punch List to the general contractor. Upon determining that the Work, including all items on the Punch List, is in full compliance with the requirements of the Contract Documents, Architect shall issue to the City a Final Certificate for Payment. (xii) Reviewing all warranties, written guarantees and related documents required by the Contract Documents to be assembled by the general contractor and delivering such documents to the Director prior to or commensurate with issuing the Final Certificate for Payment. (xiii) Obtaining from the general contractor and forwarding to the City: (a) written consent of the surety or sureties, if any, to a reduction of or partial release of retainage or to the making of final payment; and (b) affidavits, receipts, releases and waivers of liens or bonds indemnifying the City against liens or other encumbrances. (xiv) Reviewing written requests by the general contractor for additional information about the Contract Documents. Architect may require that such requests be in a form prepared or approved by Architect, but such form must include provision for a detailed written statement to be made referencing the specific drawings or specifications about which the request concerns and the nature of the information requested. If deemed appropriate by Architect, Architect shall prepare, reproduce and distribute, on the City’s behalf, supplemental drawings and specifications in response to such requests. Opinions of Cost and Cost of Work (6) . Since Architect has no control over the cost of labor, materials, equipment, or services furnished by the general contractor and others, or over competitive bidding or market conditions, Architect’s estimated opinion of the Cost of Work is to be made on the basis of Architect’s experience and qualifications as a professional familiar with the construction industry. However, the City acknowledges that Architect cannot and does not guarantee that proposals, bids or the actual Cost of Work will not vary from Architect’s opinion of the estimated Cost of Work. Changes in the Work (7) . Architect shall prepare change orders and construction change directives for the City Manager’s approval and execution in accordance with the Contract Documents. Architect may not authorize changes in the Work without the consent of the City Manager. If necessary, Architect shall prepare, reproduce and distribute drawings and specifications to describe Work to be added, deleted or modified. (a) Architect shall review requests by the City or the general contractor for changes in the Work, including adjustments to the Cost of Work or Contract Time. A request for a change in the Work shall be accompanied by sufficient supporting data and information to permit Architect to make a determination without extensive investigation or preparation of additional drawings or specifications. If a request for a change in the Work would, if approved, result in a material deviation in the Work from the intent of the Contract Documents, Architect shall make a recommendation to the City as to whether such request should be approved or denied. If such request would result in or require an adjustment in the Cost of Work or Contract Time, Architect’s Shana Yelverton, City Manager January 10, 2006 Page 13 recommendation to the City shall include Architect’s opinion as to the appropriate amounts of such adjustment. If Architect’s recommendation is for the request to be approved by the City, Architect shall prepare a “Change Order” or other appropriate document for the City Manager’s approval. The Change Order shall describe in detail the change in the Work and, if applicable, any adjustment to the Cost of Work or the Contract Time. No Change Order shall be valid unless it is signed and dated by the City Manager. (b) Architect shall maintain all records relative to changes in the Work and shall deliver copies of such records to the City prior to or commensurate with the issuance of the Final Certificate of Payment. (c) Changes in Architect’s services under this Contract may be accomplished after execution of this Contract, without invalidating the Contract, if mutually agreed to by the parties in a writing signed by Architect and City Manager, and: (i) if required by circumstances beyond Architect’s control; or (ii) if Architect’s services are affected as described in Article II, Section (7), Subsection (d) below. Except for a change necessitated by a negligent act or omission of Architect, a change in Architect’s services under this Contract shall entitle Architect to an adjustment in compensation pursuant to Article II, Section (D), Subsection (4) below and to any reimbursable expenses described below in Article II, Section (D), Subsection (5). (d) The following services shall also be provided by Architect as Additional Services under this Contract: (i) Preparing Change Orders and construction change directives requiring evaluation of proposals, including the preparation or revision of instruments of services; (ii) Evaluating an extraordinary number of claims submitted by the City, the general contractor or others in connection with the Work; (iii) Evaluating substitutions proposed by the City, the general contractor other subcontractors that would result in or require subsequent revisions to instruments of services resulting therefrom; (iv) Providing services of contractors for those portions of the Project other than the architectural, structural, mechanical and electrical engineering portions included as a part of the Basic Professional Services; and (v) Preparing a set of reproducible record drawings showing significant changes in the Work made during construction based on marked-up prints drawings and other data furnished by the general contractor to Architect which drawings are prepared in addition to those specified in Article II, Section C, Subsection (6)(e)(xi) of this Contract. (e) Other Additional Professional Services.Any other additional services to be provided by Architect in furtherance of the completion of the Project other than the Additional Services described in Article II, Section C, Subsection (7)(d) of this Contract (“Other Additional Services”) shall be valid only if authorized in writing by the City Manager. Such services may include assessments of Shana Yelverton, City Manager January 10, 2006 Page 14 environmental hazards in structures, structural engineering, MEP engineering, environmental studies or a SWPPP. Architect’s compensation for Other Additional Services shall be in accordance with Article II, Section (D), Subsection (4) below. D. PAYMENT FOR SERVICES Costs. (1) Payment for Architect’s Basic Professional Services and Additional Services shall include all Architect’s actual costs to perform such services, including, but not limited to, direct labor costs, subcontractor costs, and direct non-labor costs, such as the costs to review documents, to purchase necessary supplies and equipment, and to travel to and from Architect’s principal office and the City or Job Site (“Local Travel”) (collectively “Costs”). Architect shall submit to the City monthly, itemized statements and supporting documentation for its Costs. The City shall reimburse Architect within 30 days of the City’s receipt of such statements in the amount shown in such statements to be Architect’s Costs. No interest or other penalty shall ever accrue or be due on late payments associated with reimbursement for such Costs. Basic Services Fee. (2) Compensation for the Basic Professional Services shall not exceed the sum of $24,700.00 (“Basic Services Fee” including surveying) for a Project budget amount of $270,000.00 (“Budgeted Amount”). The Basic Services Fee shall be increased or decreased proportionally if the project design budget authorized in writing by the City is different from the Budgeted Amount stated herein. If the lowest bid for the construction of the Project exceeds the Budgeted Amount, then the Architect, at its sole cost and expense, will revise the Construction Documents as may be required by the City to reduce or modify the quantity or quality of the Work so that the total construction cost of the Project will not exceed the Budgeted Amount. The City’s payment for the Basic Services Fee shall be limited as follows: (a) Payment for Architect’s expenses, costs, and services for the Schematic Design Phase and the Design Development Phase shall not exceed 40% of the Basic Services Fee. (b) Payment for expenses, costs, and services for Construction Document Phase shall not exceed 30% of the Basic Services Fee. (c) Payment for expenses, costs, and services, in the Contract Bidding Phase shall not exceed 15% of the Basic Services Fee. (d) Payment for expenses, costs, and services, in Construction Management Phase shall not exceed 15% of the Basic Services Fee. Limitations on Payment Obligations. (3) Nothing contained in this Contract shall require the City to pay for Basic Professional Services or Additional Services which are unsatisfactory as reasonably determined by the Director or, in the case of Additional Services, which are not approved as required by the terms of this Contract. The City shall not be required to make any payments to Architect when Architect is in default of this Contract, nor shall the terms of this Contract constitute a waiver of any right, at law or in equity, which City may have if Architect is in default of this Contract, including the right to bring legal action for damages or for specific performance of this Contract. Shana Yelverton, City Manager January 10, 2006 Page 15 Compensation for Other Additional Services (4) . Compensation for Other Additional Services shall be a multiple of direct personnel expense to be calculated using the rates and multiplier shown on “Exhibit A” attached hereto. Compensation for Reimbursable Expenses. (5) Compensation for Reimbursable Expenses means the actual expenses incurred by Architect or Architect’s independent professional associates or sub-architects directly in connection with the Project. Such compensation, if authorized by the City, shall be a multiplier of the direct expense as shown in Exhibit “A” attached hereto. Reimbursements by City to Architect shall include the following: (a) Fees required for securing approval of governmental authorities having jurisdiction over the Project, including those fees required by the Texas Department of Licensing and Regulation, if applicable; and (b) Courier fees and long distance phone charges if authorized by the City. However, the City will not be separately charged for costs or expenses related to travel, or to lodging, local telephone/facsimile communications, shipping supplies and equipment, postage, or for the use of computer-aided design and drafting equipment. E. OWNERSHIP OF DOCUMENTS (1) Ownership of Documents. All documents, plans, specifications, reports and other information and data given to, prepared or assembled by Architect under this Contract shall become the sole property of the City and shall be delivered to City prior to or commensurate with the issuance of the Certificate of Final Completion, without restriction on its future use, or upon termination of this Contract in accordance with Article II, Section I below. Architect may make copies of any and all such documents and items and retain same for its files. A set of Mylar reproducible plans and digital files in AutoCAD format shall be filed with the City prior to the issuance of the Certificate of Final Completion. Architect shall have no liability for changes made to or use of the drawings, specifications, and other documents by anyone subsequent to the issuance of the Certificate of Final Completion. However, any such change or other use shall be sealed by a new Architect employed by City and shall be appropriately marked to reflect what was changed or modified. F. SERVICES PROVIDED BY THE CITY Services Provided by the City. (1) The City shall provide the following services to Architect under this Contract: (a) Providing existing boundary surveys, detailed topographic maps and surveys, utility locations, street maps, architectural drawings, geotechnical tests, and other existing documents necessary to the design of the Project. (b) Providing information regarding requirements for the Project, including a program which shall set forth the City’s design objectives, constraints and criteria, including space Shana Yelverton, City Manager January 10, 2006 Page 16 requirements and relationships, flexibility and expendability, special equipment, systems and Job Site requirements. (c) Providing a budget for the Project, with timely revisions appropriate to the design phases. (d) Meeting with Architect at designated City facilities as needed for the timely completion of the Project. G. COMPLETION SCHEDULE (1) Calendar. For the purposes of this Contract, a month is defined as 30 calendar days and a week as 7 calendar days. If any of the deadlines for submissions fall on a holiday or other day when the City is closed, then the submission shall be due the following weekday. (2) Completion Deadline—Schematic Design Phase. The duration of time required to complete the Schematic Design Phase shall not exceed 30 calendar days from the Effective Date of this Contract. (3) Completion Deadline—Design Development Phase. The duration of time required to complete the Design Development Phase shall not exceed 30 calendar days. (4) Completion Deadline—Construction Document Phase. The duration of time required to complete the Construction Document Phase shall not exceed 30 calendar days. (5) Completion Deadline—Construction Bidding Phase. The duration of time required to complete the Construction Bidding Phase is anticipated not to exceed 45 calendar days and is dependent upon construction contractor’s progress on the Work. (6) Completion Deadline—Construction Observation and Administration Phase. The duration of time required to complete the Construction Management Phase is anticipated to not to exceed 90 calendar days, but is dependent upon construction contractor’s progress on the Work. H. NOTICE TO PROCEED The City’s execution of this Contract shall constitute the City’s authorization to the Architect to proceed and to commence the Work described in this Contract. However, no such Work shall begin until after the expiration of the Effective Date of this Contract. I. TERMINATION OF CONTRACT (1) Termination by the City. The City may indefinitely suspend further Work hereunder or terminate this Contract or any phase of this Contract upon 30 days Shana Yelverton, City Manager January 10, 2006 Page 17 prior written notice to Architect (“Notice of Termination”) with the understanding that immediately upon Architect’s receipt of such notice, all work and labor being performed by Architect under this Contract shall cease immediately. Prior to the end of the 30 day notice period, Architect shall invoice the City for all Work performed prior to Architect’s receipt of the Notice of Termination. (2) Termination by Architect. Architect may not terminate this Contract unless the City is in default of this Contract and fails to correct such default within 60 days after receiving written notice of such default from Architect. (3) Effect of Termination. In the event this Contract is terminated by either party, the City shall be liable to Architect for all Work performed under this Contract through the date of termination only. The City shall not be liable and shall not be invoiced for Architect’s lost or anticipated profits under this Contract. All plans, field surveys, and other data related to the Project shall become property of the City upon termination of this Contract and shall be promptly delivered to the City in a reasonably organized form without restriction on the City’s future use of such information. Should the City subsequently contract with a new architect for continuation of services on the Project, Architect shall cooperate in providing information to the new architect as may be necessary to facilitate such transition. J. INSURANCE Insurance. (1) Architect agrees to maintain in full force and effect for the duration of this Contract and any extensions hereof, at Architect’s sole expense, insurance coverage written by companies approved by the State of Texas and acceptable to City with all policies being endorsed to provide a waiver of subrogation as to the City. Such coverage shall include the following types and minimum amounts: TYPE AMOUNT Workers Compensation Statutory and Employer’s Liability $100,000/500,000/100,000 Commercial General Combined Single Limit of Liability Insurance $1,000,000 per Occurrence Comprehensive Automobile Minimum State Financial Liability Insurance Responsibility Limits Professional Liability $500,000 Per Claim (Errors and Omission) Insurance (a) Architect shall furnish a completed Insurance Certificate to the City which shall be completed by an agent authorized to bind the named underwriting companies to the coverages, limits, and termination provisions required by this Contract. Shana Yelverton, City Manager January 10, 2006 Page 18 (b) Architect shall name the City, its officers, employees, and elected representatives as additional insureds on the Workers Compensation, Employer’s Liability, Commercial General Liability and Comprehensive Automobile insurance policies. (c) Architect shall notify the City in the event of any material change in insurance policies required by this Contract, including, but not limited to, changes in providers, coverage or effective dates, or if such policies are deemed to be nonrenewable. Architect shall deliver such notice to the City not less than 30 days prior to the change. (d) For coverages that are written with claims made policies, the required period of coverage shall be continuous coverage for the life of the Contract, plus an extended discovery period of 5 years to begin at the end of the term of the Contract. Should Architect change insurance providers during this time, the replacement policy shall include a prior acts provision to eliminate any lapse in coverage. III. Miscellaneous A. RESPONSIBILITY FOR CLAIMS AND LIABILITIES Approval by the City of the Work shall not constitute nor be deemed a release of the responsibility or liability of Architect, its employees, associates, agents, or subcontractors for the accuracy and competency of their designs or other Work; nor shall such approval be deemed an assumption of such responsibility by the City for any defect in the design or other Work prepared by Architect, its employees, associates, agents or subcontractors. B. EQUAL EMPLOYMENT OPPORTUNITY (1) No Discrimination. Architect shall not discriminate against any employee or applicant for employment because of the race, age, color, religion, sex, or national origin of such employee or applicant. Architect shall take affirmative action to insure that applicants are employed and that employees are treated equally during their employment without regard to their race, age, color, religion, sex, or national origin. (2) Penalty for Discrimination. If Architect fails to comply with the federal or state laws relating to Equal Employment Opportunity, it is agreed that the City, at its option, may do either or both of the following: (a) Cancel, terminate, or suspend the Contract in whole or in part; or (b) Declare Architect ineligible for future City contracts until it is determined to be in compliance. C. AMENDMENTS This Contract may not be amended or supplemented unless such amendment or supplementation is approved in writing and signed by the City Manager. Shana Yelverton, City Manager January 10, 2006 Page 19 D. COMPLIANCE WITH LAWS, CHARTERS, AND ORDINANCES Architect, its agents, employees and subcontractors shall comply with all applicable federal and state laws, with the Charter and Ordinances of the City, and with all applicable rules and regulations promulgated by all local, state, and national boards, bureaus and agencies existing and published before Effective Date of this Contract. E. RIGHT OF REVIEW Architect agrees that the City may review and inspect any and all of the work and services performed by Architect under this Contract. The City is hereby granted the right to audit, at the City’s election, all of Architect’s records and billings related to the performance of this Contract. Architect agrees to retain such records for a minimum of 3 years following the completion of this Contract or until any litigation relating to the work and services provided by Architect under this Contract is completed. F. CONFLICT OF INTEREST No officer or employee of the City shall have any personal, financial interest, direct or indirect, in this Contract nor have any direct financial interest in the sale to the City of any land, materials, supplies, or services under this Contract, except on behalf of the City as a City officer or employee. Any violation of this prohibition shall constitute malfeasance in office, and any officer or employee guilty thereof shall thereby automatically forfeit his or her office or position with the City. Any violation of this prohibition with knowledge, expressed or implied, of the person or corporation contracting with the City shall render the Contract voidable by the Director or the City Council. G. ASSIGNABILITY This Contract is for personal and professional services and Architect shall not assign this Contract, in whole or in part, without the prior written consent of the City. H. NOTICES All notices, communications, and reports required or permitted to be delivered under this Contract shall be personally delivered or mailed by certified mail, return receipt requested, to the respective parties by depositing the same in the United States Postal Service at the address shown below, unless and until either party is otherwise notified in writing by the other party at the following addresses. Notices mailed in accordance with this paragraph shall be deemed delivered after 5 calendar days of the date mailed. Notices personally delivered shall be deemed delivered on the day received. If to the City: If to Architect: Steve Polasek Dennis Sims, ASLA Director of Community Services Principal City of Southlake Dunkin, Sims, Stoffels, Inc. 400 North White Chapel 9603 White Rock Trail, Suite 210 Southlake, Texas 76092 Dallas, Texas 75238 (817) 748-8021 (214) 553-5778 Shana Yelverton, City Manager January 10, 2006 Page 20 I. INDEPENDENT CONTRACTOR In performing work and services under this Contract, Architect is acting as an independent contractor. No term or provision hereof be construed as making Architect the agent, servant, or employee of the City or as creating a partnership or joint venture relationship between Architect and the City. J. INDEMNITY Architect hereby agrees to defend, indemnify and hold the City harmless from and against any and all claims for damages, liabilities, claims, injuries, attorney’s fees, costs and expenses of any person that may arise out of or be occasioned by any negligent act, error or omission of Architect, or any agent, servant, employee or subcontractor of Architect in the execution or performance of this Contract. K. VENUE Any action brought to interpret or enforce the terms of this Contract shall be brought in a court of competent jurisdiction in Tarrant County, Texas. L. GOVERNING LAWS This Contract shall be governed by and construed in accordance with the laws of the State of Texas regardless of any conflict of law provisions thereof. M. LEGAL CONSTRUCTION In case any one or more of the provisions contained in this Contract shall for any reason be held to be invalid, illegal, or unenforceable in any respect, such invalidity, illegality, or unenforceability shall not affect any other provision of this Contract, and this Contract shall be construed as if such invalid, illegal or unenforceable provision had never been contained in this Contract. N. PUBLISHED MATERIAL Architect agrees that the City shall review and approve any written material about the Project or the activities of Architect under this Contract prior to such material being published by Architect. O. CAPTIONS The captions to the various provisions of this Contract are for informational purposes only and shall not alter the substance of the terms and conditions of this Contract. P. SUCCESSORS AND ASSIGNS This Contract shall be binding upon and insure to the benefit of the parties hereto and their respective successors and permitted assigns. Shana Yelverton, City Manager January 10, 2006 Page 21 Q. ENTIRE AGREEMENT This Contract and the exhibits attached hereto embody the complete agreement of the parties hereto, superseding all prior or contemporaneous oral or written agreements between the parties relating to the subject matter hereof. IN WITNESS WHEREOF, the parties hereby have executed this Contract in triplicate originals to be effective on the Effective Date. DUNKIN, SIMS, STOFFELS, INC. CITY OF SOUTHLAKE: By: Dennis Sims, ASLA, Principal Andy Wambsganss, Mayor Date:___________________________ Date:________________________________ ATTEST: __________________________________ Shana Yelverton, City Manager January 10, 2006 Page 22 EXHIBIT A Other Additional Services and Reimbursable Expenses (All Additional Services must be authorized by the City prior to the service being performed) TOPOGRAPHICAL SURVEY A topographical survey will be prepared for the parking lot. The City should budget $3,500.00 for the parking lot area south of the girls softball complex. REIMBURSABLES Plan and specification printing – The City should budget $2,000.00 for printing plans and specification delivery and courier cost. These will be billed to the City at our incurred cost. SWPPP Plan – The SWPPP will be prepared for a fixed fee of $1,000.00. ADA Review – The City should budget $750.00 for ADA review fees. ADDITIONAL SERVICES Hourly rates for additional services – These services will be determined and approved by the City of Southlake. Principal $125.00/Hour Landscape Architect $ 95.00/Hour Associate $ 80.00/Hour Clerical $ 50.00/Hour